Business Law & Administrative Law Discussion

Question Description

Congress enacted legislation in 1933 to regulate the securities industry and prohibit various forms of fraud with securities. The Securities Exchange Act of 1934 was passed a year later. This law created the Securities and Exchange Commission as an independent regulatory entity whose function is to administer the two laws. The SEC has generated rules and regulations to administer these acts. Discuss these regulations.

Tony raped Jane in the parking lot of Joe s Brew Pub. The district attorney s office prosecuted Tony on rape charges. Subsequently, Jane filed a lawsuit against Tony for money damages. Classify each legal action.

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